Access Control Systems
Automated ----- 5-313
Electronic, Mechanical or Electro-mechanical ----- 5-314
Personal Identification Numbers (PIN) ----- 5-313c
Supplanting ----- 5-312
Accountability (See "Control and Accountability")
Acronyms ----- APP D.
Administrative Inquiry
Automated Information System ----- 8-301i
Final Report ----- 1-303c
Initial Report ----- 1-303b
Individual Culpability Report ----- 1-304
Loss, Compromise, or Suspected Compromise ----- 1-303
Loss, Compromise, or Suspected Compromise of Foreign Government
Information
----- 10-315 Preliminary Inquiry ----- 1-303a
Agency Agreements ----- 1-103
Agreements with Foreign Interests ----- 1-205
Alarm Systems (See "Intrusion Detection System")
Assignment Outside the U.S. (See "Overseas Assignment")
Authority ----- 1-101
Automated Information Systems
Accreditation ----- 8-200
AIS Security Plan (SPP) ----- 8-202
User Operational Procedures ----- 8-202a
System Configuration Management Procedures ----- 8-202b
Audit Features and Controls ----- 8-202c
Concept of Operations ----- 8-202d
Continuity of Operations Procedures (COOP) ----- 8-202e
System Admin & Maint Procedures ----- 8-202f
Training Procedures ----- 8-202g
Startup & Shutdown Procedures ----- 8-202h
Certification Test Plan ----- 8-202i
Audit Logs ----- 8-303
Clearing and Sanitation Matrix ----- 8-3-5/6
Compartmented Security Mode ----- 8-210
Dedicated Security Mode ----- 8-204
Downgrading ----- 8-304b
Equipment not Requiring Accreditation ----- 8-201
General ----- 8-100
Identification and Authentication Techniques ----- 8-305
Information System Security Representative ----- 8-102b
Maintenance ----- 8-306
Media Controls ----- 8-302
Methods of Interconnection (Networks) ----- 8-402
Modes of Operation (General) ----- 8-203
Multilevel Security Mode ----- 8-213
Networks ----- 8-400
Network Security Coordination ----- 8-403b
Network Security Management ----- 8-403a
Passwords (Multi-user systems) ----- 8-208g
Physical Security ----- 8-300
Attended Processing ----- 8-300b
Unattended Processing ----- 8-300c
Reaccreditation ----- 8-200f
Responsibilities ----- 8-102
Scope ----- 8-101
Security Assurances for Compartmented Mode ----- 8-212
Security Assurances for Dedicated Security Mode ----- 8-206
Security Assurances for Multilevel Mode ----- 8-215
Security Assurances for System High Mode ----- 8-209
Security Education and Training ----- 8-102b(11)
Security Features for Compartmented Mode ----- 8-211
Security Features for Dedicated Security Mode ----- 8-205
Security Features for Multilevel Mode ----- 8-214
Security Features for System High Mode ----- 8-208
Software Controls ----- 8-301
Software Development ----- 8-301a
System High Security Mode ----- 8-207
Transmission Security (Networks) ----- 8-404
Types of Networks ----- 8-401
Upgrading ----- 8-304a
Withdrawal of Accreditation ----- 8-200d/e
Briefcase Inspections (See"Perimeter Controls")
Briefings/Security Training
CNWDI ----- 9-202
Courier, Handcarriers, and Escorts ----- 5-410a
Debriefings ----- 3-108
Destruction ----- 5-706
FSO (Government Provided Briefings) ----- 3-103
FSO Training ----- 3-102
General ----- 3-100
Initial Security Briefing ----- 3-106
NATO ----- 10-705
Overseas Assignment ----- 10-604
Refresher Briefings ----- 3-107
SF 312 ----- 3-105
Security Training and Briefings ----- 1-206
Temporary Help Suppliers ----- 3-104
Training Materials ----- 3-101
Classification
Challenges ----- 4-104
Classified Information Appearing in Public Media ----- 4-106
Contractor Developed Information ----- 4-105
Derivative Classification Responsibilities ----- 4-102
Downgrading or Declassifying ----- 4-107
Foreign Equivalents ----- B1 - B4
General ----- 4-100
IR&D ----- 11-303
NATO ----- 10-709
Original Classification ----- 4-101
Security Classification Guidance ----- 4-103
Subcontracting ----- 7-103
Classified Information Procedures Act (CIPA) ----- 1-209
Closed Areas ----- 5-306
Automated Access Control Systems ----- 5-313
Construction Requirements ----- 5-801
Electronic, Mechanical, or Electro-Mechanical Devices ----- 5-314
Supplanting Access Control Systems ----- 5-312
Supplemental Protection ----- 5-307
Cognizant Security Agency ----- 1-104a
Cognizant Security Office Information ----- APP A.
Combinations
Changing ----- 5-309
Electric or Mechanical Devices ----- 5-314c
NATO Combinations ----- 10-711b
Protection of Combinations ----- 5-308
Supervision of Keys and Padlocks ----- 5-310
Composition of Manual ----- 1-105
Consultants ----- 2-213
Containers (See "Storage and Storage Equipment")
Contractor Operations Abroad (Overseas Assignment)
Access by Contractor Employees Assigned
Outside the United States ----- 10-601
General ----- 10-600
Reports of Assignments ----- 10-605
Security Briefings ----- 10-604
Storage, Custody, and Control of Classified Information Abroad by
Employees
of a U.S. Contractor ----- 10-602
Transmission of Classified Material to Employees Abroad ----- 10-603
Control and Accountability
Accountability for TOP SECRET ----- 5-203
External Receipt and Dispatch Records (TOP SECRET, SECRET and
CONFIDENTIAL)
----- 5-202
General ----- 5-200
Generation of Classified Material ----- 5-205
Information Management System ----- 5-201
NATO Accountability Records ----- 10-716
Receiving Classified Material ----- 5-204
SECRET Accountability Eliminated ----- 5-201
Cooperation with Federal Agencies ----- 1-204
Critical Nuclear Weapon Design Information (CNWDI)
Access Limitations ----- 9-201
Background ----- 9-201
Briefings ----- 9-202
General ----- 9-200
Marking ----- 9-203
Records ----- 9-206
Subcontractors ----- 9-204
Transmission Outside the Facility ----- 9-205
Weapon Data ----- 9-207
Defense Technical Information Center
Addresses ----- 11-201
Downgrading or Declassification Notices ----- 11-205
General ----- 11-200
Questions Concerning Reference Material ----- 11-206
Registration Process ----- 11-203
Safeguarding Requirements ----- 11-204
Subcontractors ----- 11-207
User Community ----- 11-202
Definitions ----- App. C
Destruction
Classified Waste ----- 5-708
General (Destruction) ----- 5-704
Methods ----- 5-705
Records ----- 5-707
Witness ----- 5-706
Disposition
Disposition of Classified Material ----- 5-701
of Foreign Government Information ----- 10-314
of NATO Information ----- 10-715
General ----- 5-700
Disclosure
Attorneys/Courts ----- 5-510
Contractors ----- 5-509
DoD Activities ----- 5-505
Employees ----- 5-501
Export Controlled Info. to Foreign Persons ----- 5-508
Federal Agencies ----- 5-506
Foreign Persons, Disclosure to ----- 5-507
IR&D ----- 11-301b
General ----- 5-500
Intelligence Information ----- 9-304
Multiply Facility Organization (MFO) ----- 5-504
NATO, Disclosure of U.S. Info. to ----- 10-719
NATO Information ----- 10-710
Parent/Subsidiaries ----- 5-503
Public ----- 5-511
Restricted/Formerly Restricted Data ----- 9-103
Subcontractors ----- 5-502
Emergency Procedures ----- 5-104
End of Day Security Checks ----- 5-102
Facility Clearance
Access Foreign Classified Information ----- 10-305
Advertising FCL ----- 2-100c
Eligibility Requirements ----- 2-102
Exclusion Procedures ----- 2-106
General ----- 2-100
Interim ----- 2-107
Multiple Facility Organization (MFO) ----- 2-108
NATO Facility Security Clearance Certificate ----- 10-703
PCLs Concurrent with the FCL (Negotiator) ----- 2-105
PCLs Required in Connection with the FCL (OODEP) ----- 2-104
Parent-Subsidiary Relationship ----- 2-109
Processing the FCL ----- 2-103
Reciprocity ----- 2-101
Records Maintenance ----- 2-111
Termination of the FCL ----- 2-110
Verification ----- 7-102
Facility Security Officer (FSO) ----- 1-201
Processing the FCL ----- 2-103c
Training ----- 3-102
Foreign Government Information
Contract Security Requirements ----- 10-310
Disclosure and Use Limitations ----- 10-307
Exports of Foreign Government Information ----- 10-308
General ----- 10-300
Loss, Compromise or Suspected Compromise ----- 10-315
Marking Documents Prepared for Foreign Governments ----- 10-304
Marking Foreign Government Classified Material ----- 10-302
Marking U.S. Documents that Contain Foreign Government Information -----
10-303
PCL, FCL, and Briefing Requirements ----- 10-305
Policy ----- 10-301
Processing Foreign Government Information on AISs ----- 10-317
Public Disclosure ----- 10-311
Reporting of Improper Receipt of Foreign Government Information -----
10-316
Reproduction ----- 10-313
Storage, Control, and Accountability ----- 10-306
Subcontracting ----- 10-312
Transfer ----- 10-309
Foreign Ownership, Control and Influence (FOCI)
Annual Review and Certification ----- 2-307
Annual Review ----- 2-307a
Annual Certification ----- 2-307b
Compliance ----- 2-311
Factors ----- 2-302
FOCI Negotiation Action Plans ----- 2-305
Foreign Mergers, Acquisitions, Takeovers and the CIFIUS ----- 2-304
General ----- 2-300
Government Security Committee (GSC) ----- 2-308
Methods to Negate Risk in Foreign Government Cases ----- 2-306
Board Resolutions ----- 2-306a
Voting Trust and Proxy Agreement ----- 2-306b
Special Security & Security Control Agreements ----- 2-306c
Limited Facility Clearance ----- 2-306d
National Interest Determination ----- 2-309
Policy ----- 2-301
Procedures ----- 2-303
Technology Control Plan ----- 2-310
Hotlines ----- 1-208
Independent Research & Development (IR&D)
Classification Guidance ----- 11-303
General ----- 11-300
Information Generated Under an IR&D Effort that Incorporates Classified
Information ----- 11-302
Limitations ----- 11-301
Preparation of Classification Guidance ----- 11-304
Retention of Classified Documents Generated Under IR&D Efforts -----
11-305
International
Applicable Federal Laws ----- 10-102
The Arms Export Control Act ----- 10-102a
The Export Administration ----- 10-102b
The Atomic Energy Act of 1954 ----- 10-102c
The Defense Authorization Act of 1984 ----- 10-102d
Authorization for Disclosure ----- 10-201
Government-to-Government International Agreements ----- 10-201a
Symposia, Seminars, Exhibitions and Conferences ----- 10-201b
Foreign Visits ----- 10-201c
Sales, Loans, Leases or Grants of Classified Items ----- 10-201d
Foreign Participation in Contractor Training Activities ----- 10-201e
Direct Commercial Sales ----- 10-201f
Temporary Exports ----- 10-201g
Foreign Contractor Participation in U.S. Classified Contracts -----
10-201h
Bilateral Security Agreements ----- 10-104
Contract Security Requirements ----- 10-204
Direct Commercial Arrangements ----- 10-202
General (Disclosure) ----- 10-200
General (International Programs) ----- 10-100
National Disclosure Policy (NDP) ----- 10-103
Policy ----- 10-101
Retransfer and Security Assurances ----- 10-203
International Transfers
Classified Material Receipts ----- 10-407
Contractor Preparations for International Transfers ----- 10-408
General ----- 10-400
Handcarrying Classified Material ----- 10-406
Policy ----- 10-401
Return of Material for Repair, Modification or Maintenance -----
10-404
Transfers of Freight ----- 10-402
Government Agency Sales ----- 10-402a
Commercial Contracts ----- 10-402b
Transportation Plan (TP) ----- 10-402c
International Carriers ----- 10-402d
Transfer of Technical Data Pursuant to an ITAR Exemption ----- 10-409
Use of Freight Forwarders ----- 10-405
International Visits and Control of Foreign Nationals
Amendments ----- 10-505
Control of Access by On-Site Foreign Nationals ----- 10-508
Emergency Visits ----- 10-503
General ----- 10-500
Policy ----- 10-501
Requests for Recurring Visits ----- 10-504
Security and Export Control Violations Involving Foreign Nationals -----
10-510
TCP ----- 10-509
Types and Purpose of International Visits ----- 10-502
One-time Visits ----- 10-502a
Recurring Visits ----- 10-502b
Extended Visits ----- 10-502c
Visits Abroad by U.S. Contractors ----- 10-506
Request Format ----- 10-506a
Government Agency Programs ----- 10-506b
Visits by Foreign Nationals to U.S. Contractor Facilities ----- 10-507
Government-Approved Visits ----- 10-507a
Visit Request Denials ----- 10-507b
Non-Sponsorship ----- 10-507c
Access by Foreign Visitors to Classified Information -----
10-507d
Visitor Records ----- 10-507e
Visits to Subsidiaries ----- 10-507f
Intrusion Detection Systems
Central Monitoring Station ----- 5-902
Certification of Compliance ----- 5-905
CSA Approval ----- 5-901
Exceptional Cases ----- 5-906
General ----- 5-900
Installation ----- 5-904
Investigative Response to Alarms ----- 5-903
Limited Access Authorization (LAA)
Access Limitations of an LAA ----- 2-211
Non-U.S. Citizens ----- 2-210
Manual Interpretations ----- 1-106
Markings
CNWDI ----- 9-203
Compilations ----- 4-213
Component ----- 4-205
Documents Generated Under Previous Executive Orders ----- 4-219
Documents Prepared for Foreign Governments ----- 10-304
Downgraded or Declassified Material ----- 4-216
Extracts of Information ----- 4-209
Foreign Equivalent Markings ----- APP B.
Foreign Government Classified Material ----- 10-302
FORMERLY RESTRICTED DATA ----- 9-109
General ----- 4-200
Identification Markings ----- 4-202
Independent Research and Development ----- 11-305
Intelligence Information ----- 9-303
Marking Requirements for Information and Material ----- 4-201
Markings for the "Classified by," "Downgrade to," or
"Declassify on" Lines ----- 4-208
"Classified By" ----- 4-208a
"Declassify On" ----- 4-208b
"Downgrade To" ----- 4-208c
Miscellaneous Actions ----- 4-218
Miscellaneous Material ----- 4-214
NATO Information ----- 10-708
Overall Markings ----- 4-203
Page Markings ----- 4-204
Portion Markings ----- 4-206
Reproductions ----- 5-602
RESTRICTED DATA ----- 9-109
Special Types of Material ----- 4-210
Files, Folders or Groups of Documents ----- 4-210a
Messages ----- 4-210b
Microforms ----- 4-210c
Translations ----- 4-210d
Subject and Title Marking ----- 4-207
Training Material ----- 4-215
Transmittal Documents ----- 4-211
Upgrading Actions ----- 4-217
U.S. Documents that Contain Foreign Government Information -----
10-303
Wholly Unclassified Material ----- 4-212
Working Papers ----- 5-205b
Meetings
Disclosure Authority ----- 6-202
General ----- 6-200
Government Sponsorship of Meetings ----- 6-201
Requests for Authorizations ----- 6-201a
Location of Meetings ----- 6-201b
Security Arrangements for Meetings ----- 6-201c
Requests to Attend Classified Meetings ----- 6-203
Multiple Facility Organization
Facility Clearance ----- 2-108
Disclosure in an MFO ----- 5-504
Personnel Clearances ----- 2-200c
Records Maintenance ----- 2-219
NATO Information Security Requirements
Access to NATO Classified Information by Foreign Nationals ----- 10-706
Accountability Records ----- 10-716
Classification Guidance ----- 10-709
Classification Levels ----- 10-701
Disposition ----- 10-715
Extracting from NATO Documents ----- 10-718
Further Distribution ----- 10-710
General ----- 10-700
Handcarrying ----- 10-713
International Transmission ----- 10-712
NATO Briefings ----- 10-705
NATO Contracts ----- 10-702
NATO Facility Clearance Certificate ----- 10-703
PCL Requirements ----- 10-704
Preparing and Marking NATO Documents ----- 10-708
Release of U.S. Information to NATO ----- 10-719
Reproduction ----- 10-714
Security Violations and Loss, Compromise and Suspected Compromise -----
10-717
Storage of NATO Documents ----- 10-711
Subcontracting for NATO Contracts ----- 10-707
Visits ----- 10-720
NPLO and NIAG Recurring Visits ----- 10-720a
Visitor Records ----- 10-720b
NISP Authority ----- 1-101
One-Person Facilities ----- 1-203
OODEP
Exclusion Procedures ----- 2-106
Personnel Clearances Required in Connection with the FCL ----- 2-104
Reporting Requirement ----- 1-302h(3)
Personnel Clearances
Acceptable Proof of Citizenship ----- 2-207
Clearance Reinstatements ----- 2-217
Clearance Terminations ----- 2-216
Common Adjudicative Standards ----- 2-202
Concurrent PCLs ----- 2-214
Consultants ----- 2-213
Contractor-Granted Clearances ----- 2-205
Converting PCLs to Industrial Clearaces ----- 2-215
Former DoE and NRC Personnel ----- 2-215a
Federal Personnel ----- 2-215b
Military Personnel ----- 2-215c
National Guard and Reserve Personnel in the Ready Reserve Program
-----
2-215d
Foreign Government Information ----- 10-305
General ----- 2-200
Interim Clearances ----- 2-212
Investigative Requirements ----- 2-201
SSBI ----- 2-201a
NACC ----- 2-201b
Polygraph ----- 2-201c
Letter of Notification of Personnel Clearance (LOC) ----- 2-208
Limited Access Authorizations (LAA) ----- 2-211
Limiting Requests for PCLs ----- 2-200d
Multiple Facility Organization (MFO) ----- 2-200c
NATO PCL Requirements ----- 10-704
Non-U.S. Citizens ----- 2-210
Pre-employment Clearance Action ----- 2-204
Procedures for Completing the Application Form ----- 2-218
Reciprocity ----- 2-203
Records Maintenance ----- 2-219
Representative of a Foreign Interest ----- 2-209
Restricted Data/Formerly Restricted Data ----- 9-105
Verification of U.S. Citizenship ----- 2-206
Purpose of Manual ----- 1-100
Reports
Adverse Information ----- 1-302a
Assignment of Cleared Employees to an Overseas Location ----- 10-605
Change in Cleared Employee's Status ----- 1-302c
Change in Storage Capability ----- 1-302i
Changed Conditions Affecting the FCL ----- 1-302h
Citizenship by Naturalization ----- 1-302e
Disposition of Classified Material Terminated from Accountability -----
1-302n
Employee Information in Compromise Cases ----- 1-302m
Employees Desiring Not to Perform on Classified Work ----- 1-302f
Foreign Classified Contracts ----- 1-302o
General ----- 1-300
Reports Offered In Confidence ----- 1-300a
Privacy Act ----- 1-300b
Improper Receipt of Foreign Government Material ----- 10-316
Inability to Safeguard Classified Material ----- 1-302j
Individual Culpability Reports ----- 1-304
Reports of Loss, Compromise or
Suspected Compromise ----- 1-303
Preliminary Inquiry ----- 1-303a
Initial Report ----- 1-303b
Final Report ----- 1-303c
Reports to be Submitted to the FBI ----- 1-301
Overseas Assignment ----- 10-605
Representative of Foreign Interest ----- 1-302d
Security Equipment Vulnerabilities ----- 1-302k
Standard Form (SF) 312 ----- 1-302g
Suspicious Contacts ----- 1-302b
Unauthorized Receipt of Classified Material ----- 1-302l
Reproduction
General ----- 5-600
Foreign Government Information ----- 10-313
Limitations ----- 5-601
Marking Reproductions ----- 5-602
NATO ----- 10-714
Records ----- 5-603
Restricted Areas ----- 5-305
Supplanting Access Control Systems ----- -5-312
Restricted Data and Formerly Restricted Data
Access Limitations ----- 2-205
------------------------ 2-211
------------------------ 2-212a
Authority and Responsibilities ----- 9-101
Automated Information Systems ----- 9-110
Background Information ----- 9-102
Classification ----- 9-106
Declassification ----- 9-107
General ----- 9-100
International Requirements ----- 9-104
Marking ----- 9-109
Restricted Data ----- 9-109a
Formerly Restricted Data ----- 9-109b
Personnel Security Clearances ----- 9-105
Physical Security ----- 9-111
Transclassification ----- 9-108
Unauthorized Disclosures ----- 9-103
Retention
General ----- 5-700
Responsibilities (Completion of the Subcontract) ----- 7-105
Retention of Classified Documents Generated Under IR&D Efforts -----
11-305
Retention of Classified Material ----- 5-702
Identification ----- 5-702a
Justification ----- 5-702b
Termination of Security Agreement ----- 5-703
Transmission
Addressing Classified Material ----- 5-406
CNWDI ----- 9-205
CONFIDENTIAL Transmission by Commercial Carrier----5-409
CONFIDENTIAL Transmission Outside a Facility-------5-404
Foreign Classified Information Transfers ----- 10-309
Functions of an Escort ----- 5-413
General ----- 5-400
NATO International Transmissions ----- 10-712
Of Classified Material to Employees Abroad ----- 10-603
Preparation and Receipting ----- 5-401
RD and FRD International Requirements ----- 9-104
SECRET Transmission Outside a Facility ----- 5-403
SECRET Transmission by Commercial Carrier ----- 5-408
TOP SECRET Transmission Outside a Facility ----- 5-402
Transmission Outside the U.S., Puerto Rico, or a U.S. Trust Territory
-----
5-405
Transmission Within a Facility ----- 5-407
Use of Commercial Passenger Aircraft for
Transmitting Classified Material ----- 5-411
Routine Processing ----- 5-411a
Special Processing ----- 5-411b
Authorization Letter ----- 5-411c
Use of Couriers, Handcarriers, and Escorts ----- 5-410
Use of Escorts for Classified Shipments ----- 5-412
Vaults
Construction Requirements ----- 5-802
General ----- 5-306
Supplemental Protection ----- 5-307
Violations
Administrative Actions ----- 1-304
Foreign Government Information ----- 10-315
Individual Culpability ----- 1-304
NATO Information ----- 10-717
Reporting Requirements ----- 1-303
Visits
Control of Visitors ----- 6-106
Disclosure During Visits ----- 6-109
General ----- 6-100
Long-Term Visitors ----- 6-108
NATO Visits ----- 10-720
Need-To-Know Determination ----- 6-105
Notification and Approval of Classified Visits ----- 6-101
Recurring Visit Arrangements ----- 6-104
Visit Authorization ----- 6-103
Visitor Record ----- 6-107
Visits by Government Representatives ----- 6-102
